- dealing-only broker
- /ˌdi:lɪŋ 'əυnli ˌbrəυkə/ nouna broker who buys and sells shares for clients, but does not provide any advice and does not manage portfolios (as opposed to a full-service broker)
Dictionary of banking and finance. 2015.
dealing-only broker
Look at other dictionaries:
execution-only broker — /ˌeksɪkju:ʃ(ə)n əυnli ˌbrəυkə/ noun same as dealing only broker … Dictionary of banking and finance
broker-dealer — USA Most securities firms function as both a broker and dealer, so they are referred to as broker dealers. A broker is any person engaged in the business of effecting transactions in securities for the account of others in exchange for a fee or… … Law dictionary
execution only — The relationship between a firm and client under which the client merely instructs the firm to buy or sell. No advice is provided by the firm and consequently the suitability rules do not apply. Dresdner Kleinwort Wasserstein financial glossary A … Financial and business terms
Stock broker — A stock broker or stockbroker is a regulated professional broker who buys and sells shares and other securities through market makers or Agency Only Firms on behalf of investors. A broker may be employed by a brokerage firm. Contents 1 Services… … Wikipedia
Real estate broker — This article is about the North American practice. For other definitions and practices in other countries, see Real estate. For real property, see Real property. Realtor redirects here. For the real estate industry trade association that refers… … Wikipedia
Mortgage broker — A mortgage broker acts as an intermediary who brokers mortgage loans on behalf of individuals or businesses. Traditionally, banks and other lending institutions have sold their own products. However as markets for mortgages have become more… … Wikipedia
The Power Broker — Infobox Book name = The Power Broker title orig = translator = image caption = The Power Broker has used this cover art continuously since its original publication author = Robert Caro illustrator = cover artist = country = USA language = English … Wikipedia
Rice broker — Nihonbashi bridge in Edo,Rice brokers. 36 Views of Mount Fuji Hokusai … Wikipedia
security — /si kyoor i tee/, n., pl. securities, adj. n. 1. freedom from danger, risk, etc.; safety. 2. freedom from care, anxiety, or doubt; well founded confidence. 3. something that secures or makes safe; protection; defense. 4. freedom from financial… … Universalium
Front running — is the illegal practice of a stock broker executing orders on a security for their own account (and thus affecting prices) before filling orders previously submitted by their customers. After the broker has made their original transactions, they… … Wikipedia
